February 8, 2023
âThese words let patients know that something is coming. Here I am. I need you to listen. Itâs bad,â said Margaret âGretchenâ L. Schwarze, MD, MPP, FACS, a vascular surgeon and the Morgridge Endowed Professor of Vascular Surgery at the University of Wisconsin (UW)-Madison. Dr. Schwarze also is a nationally recognized expert in surgical decision-making, informed consent, advance care planning, and end-of-life care.
Breaking bad news is complex and one of the most sensitive tasks in medicine. Few professional interactions create more anxiety, worry, and deep concern than telling someone painful news.
Sometimes, physicians must let patients and their families know about a severe illness or injury, a cancer diagnosis, a poor prognosis, the occurrence of unwanted and significant side effects, the ineligibility for a clinical trial or transplant, sudden and unexpected death; other times, theyâre telling patients the treatment or surgery they thought may work has failed, and itâs time to begin preparing for end-of-life care.
âBad newsâ can be defined as information that alters a personâs expectations for the future, is a threat to their physical or mental health, or indicates a risk to an established lifestyle, according to Emily B. Rivet, MD, MBA, FACS, a colon and rectal surgeon at Virginia Commonwealth University (VCU) Health and associate professor at the VCU School of Medicine, both in Richmond. Dr. Rivet, who also is fellowship-trained and board-certified in hospice and palliative medicine, rephrased the definition from a study that examined protocols for breaking bad news.1
âDiscussions about difficult medical circumstances can be extremely meaningful and have long-lasting implications,â said Dr. Rivet. âIf a patient or caregiver is anxiously awaiting a piece of information, it is best to get right to the point after preparing them for the news by using the warning shot technique.â
Dr. Schwarze recommends that surgeons follow the initial âsomething is comingâ statement with a headlineâa very brief statement about what is happening: She needs to go to the operating room. Sheâs been badly injured. This is a serious infection. The cancer is back.
While physicians notoriously are âexplain-aholicsâ and share a lot of technical details about the disease or treatment, according to Dr. Schwarze, for the purposes of these conversations, the follow-up statement needs to be succinct, but informativeââsomething for the patients and families to hold onto.â
After that, the next step is to acknowledge the emotion.
âCan we really have a conversation like this and throw patients and their families into an emotional firestorm without any support?â Dr. Schwarze asked.
She proposes ânamingâ the emotion: This is terrible. This is so frustrating. Itâs so sad that your motherâs health has declined so much.
Patients have every right to be frustrated, Dr. Schwarze continued. âIt feels like theyâre mad at you. Patients may feel us pushing back because we feel their emotion, and we feel like their emotion is directed at us, so we are defensive. If we supported their emotions, then we could partner with them better. Weâd have a much easier relationship, and our patients and their families would trust us more.â
Over the past decade in her research lab, Dr. Schwarze has closely observed what surgeons are saying to patients.
âWe use a lot of language around, âThis is your problem, and this is the operation. I have to fix it.â We show scans, we draw pictures of the operation, and that makes sense to us. It comes from a good place, but itâs just not very useful to the patients and their families,â she said.
According to Dr. Schwarze, approximately 75% of the time, surgeons do not say what the goal of surgery is (e.g., to help patients live longer or help them feel better). âWe forget to tell our patients why weâre doing it and how it will make their lives better.â
While the words matter, so do their meanings.
Kimberly E. Kopecky, MD, a surgical oncology fellow in the Department of Surgery at The Johns Hopkins University School of Medicine in Baltimore, MD, encourages the use of clear, easy-to-understand language with no euphemisms.
In September 2022, Michelle C. Salazar, MD, MHS, a general surgery resident at the Yale School of Medicine in New Haven, CT, took to Twitter to express the importance of âour patients actually understand[ing] what weâre telling them.â Dr. Salazar described a patient with a worsening cancer burden. The patient had been under the impression that she was getting better because her doctors told her she was âprogressing.â
For physicians, progression means that the cancer is getting worse, but the patient understandably perceived the word âprogressingâ to be favorable. She thought she was making âgood progress;â she did not think the disease was progressing.
âOur clinical language isnât always clear to patients, and this is absolutely essential to recognize,â Dr. Kopecky said.
Nonverbal behavior also matters, she explained. âBeing thoughtful and compassionate with how your words land absolutely can be more important than what you actually say. Itâs also a skill to know when to stop talking.â
To be a part of patientsâ lives in their worst moments is an enormous responsibility.
One study suggests oncologists share bad news as many as 20,000 times over the course of their careers.2 And the physicians who are having these life-changing, critical conversations almost every day are struggling to comfort the sick or dying and their families while agonizing over getting it right.
When they get it right, the consequences can be profound. From a patient perspective, skilled communication from providers has been associated with improved satisfaction, adherence to treatment, better health outcomes, improved recall, and better-quality understanding.3
While this underscores the importance of communication competency, many physicians often feel unprepared to successfully handle such interactions.
Dr. Rivet explained that there is âsignificant undertrainingâ for surgeons in communication skills. âItâs time to recognize that these important skills donât come naturally, and we need to train and measure them with the same degree of seriousness that we teach knot tying, laparoscopic techniques, and other technical abilities,â she said.
A study that examined the sharing of bad news with patients found that 93% of respondents believed delivering grim news is a very important skill, yet only 43% felt they had the proper training to effectively do so.4
Gathering the nuanced clues to make an astute diagnosis, motivating patients to change chronic, detrimental behaviors, and communicating news that changes a personâs expectations about the future are all examples of conversations in medicine that require advanced communication skills, according to Dr. Rivet. âHowever, until recently, there have been minimal efforts to teach or measure these skills. There has been an assumption that these abilities are innate in successful applicants and aspirants to medical training.â
Nothing could be further from the truth, she said.
Dr. Kopecky said that she doesnât remember her curriculum on communication training in medical school. Similarly, Dr. Rivet recalled being taught âsome communication skillsâ during her MBA program, but otherwise, she received âvery littleâ communication training.
A 2004 Institute of Medicine report identified basic and complex communication skills as two of the highest priorities for inclusion in medical school curricula.5 The majority of medical schools declare that they now are teaching communication skills within their curricula, though there is tremendous variation in the way and extent to which communication skills are taught and assessed.6
âI wasnât taught any communication skills. For years, I gave bad news to patients and their families without any skills,â said Dr. Schwarze.
Empathy increasingly is described as one of those learnable skills, yet according to Dr. Kopecky, there are too few effective tools for developing and practicing empathy skills.
In 2016, while hanging out in their cramped workroom lamenting their âlack of grace in dealing with the strong emotions expressed by our patients and their families,â Dr. Kopecky and her coworker, Jasmine A. Hudnall, DO, a hospice and palliative medicine specialist at Gundersen Health System in La Crosse, WI, created a roleplay card game to help hone these critical skills.
They brainstormed about the hardest things they had heard from patients and families, ultimately landing on 25 statements representing a wide variety of expressed emotions, including grief, worry, fear, anger, frustration, and guilt.7
âWe started playing this game with the residents and medical students on the service and even the attendings. After a week or so, we decided to look into a way to have the cards printed by a game company because our pieces of paper were deteriorating,â said Dr. Kopecky.
This innovative learning tool (deck of 30 cards), officially known as âThe Empathy Project,â is available for purchase at .
Over the years, medicine has developed its share of protocols for delivering bad news. These widely used frameworksâmany of which have been reduced to memorable names or acronyms such as SPIKES, BREAKS, and ABCDEâare designed to make this challenging task easier for physicians and better for patients.
SPIKES, for example, stands for âSetting, Perception, Invitation, Knowledge, Emotion, Summarize.â BREAKS is âBackground, Rapport, Exploring, Announce, Kindling, Summarize.â ABCDE is âAdvance preparation, Build a therapeutic environment/relationship, Communicate well, Deal with patient and family reactions, Encourage and validate emotions.â
While the protocols differ, many of the ideas are the same: Make sure patients understand their condition. Acknowledge emotions and respond with empathy. Listen. Explain options. Summarize what to expect going forward.
Dr. Rivet added that itâs also important to be prepared. âSteady yourself emotionally, think about practical details such as who should be included and where the discussion should take place. Make sure the medical team is aligned about the message. Lastly, remember that you are there to listen and learn at least as much as to inform,â she said.
Much like an operation, which surgeons would never âdo cold,â these conversations should be planned out as much as possible, âYou need to think through what you are going to say before you go in there and just dump your thoughts on people,â Dr. Schwarze said.
One way to do that is to use the Best Case/Worst Case framework, With planning and preparation in mind, Dr. Schwarze and her research team at UW-Madison developed the Best Case/Worst Case tool, which is designed to help surgeons structure challenging treatment conversations. Best Case/Worst Case combines narrative descriptions, called scenario planning, and a handwritten graphic aid to illustrate treatment choices and engage patients and families.
Along with the visual aid, surgeons use stories to describe how patients might experience a range of possible outcomes in the best case, worst case, and most likely scenarios, Dr. Schwarze explained. Each treatment option is depicted by a vertical bar, and the length of the bar represents the range of possible outcomes.
A 2017 study showed that before Best Case/Worst Case training, surgeons described the patientâs problem in conjunction with an operative solution, directed deliberation over options, listed discrete procedural risks, and did not integrate preferences into a treatment recommendation. After training, surgeons using Best Case/Worst Case clearly presented a choice between treatments, described a range of postoperative trajectories including functional decline, and involved patients and families in deliberation.8
For more information on the Best Case/Worst Case communication tool, visit .
âIf giving difficult news feels easy, you probably arenât doing it right.â Dr. Kopecky often thinks of this advice that she received from a close mentor.
While it likely wonât ever get easier, âI certainly think that exposure and practice matter; most people can improve their skills in this realm if they put time and effort into it,â she said.
Dr. Schwarze agreed, while also noting the emotional toll that these almost-daily difficult conversations can have on frontline providers and bearers of bad news. âThese conversations will absolutely paralyze you as a surgeon if you canât figure out your strategy to manage it. If you hold it too close, it will eat you alive. If you push it too far away, you will not be a good surgeon. The trick is putting it right here: I feel it. It hurts. But itâs not getting to me,â she said, pointing to her hand on her outstretched arm.
Thereâs a story of a palliative care pediatrician in the South who makes house calls, visiting with her young, dying patients, Dr. Schwarze shared. During one of the visits, the mom asks the physician, âHow do you stand the pain?â
The pediatrician revealed that when she gets in her car to drive to the next home, she listens to loud, angry music, while allowing tears to run down her face. The idea is that she lets it go through her.9
âShe feels it, but she lets it out,â said Dr. Schwarze. âI love the idea that there is some space where you put it, you feel it, but then you let it go through you.â
Jennifer Bagley is Editor-in-Chief of the Bulletin and Senior Manager in the ACS Division of Integrated Communications in Chicago, IL.